8/30/2008

144.2 RECORDS OF THE COMMITTEE

Textual Records: General records, 1938-41. Preliminary and final reports, 1938-41. Records relating to committee hearings, 1938- 40. Records relating to special studies and published monographs, 1938-41. Industrial problems information file ("Industry File"), 1938-41. Questionnaires, 1938-39. Personnel and accounting records, 1938-41. Records of investigations and special studies of insurance, investment banking, and corporate practices by the Securities and Exchange Commission (SEC), 1938-41. Records of hearings and special studies by the Departments of the Treasury, Justice, and Labor, 1938-41.
Specific Restrictions: As specified by the SEC, no one, except government officials for official purposes, may have access to records created and filed by the SEC on behalf of the TNEC, except for the following: certain records relating to the insurance study, consisting of replies to formal questionnaires (but not including replies to questionnaires sent to state supervisory officials and replies to the questionnaire of February 9, 1940, to life insurance agents); exhibits, including rate books and form insurance policies; and all conventional-form annual statements.

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